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Why?

The management and employees of Strategic Financial Services respect the privacy of nonpublic personal information that we collect from our clients. We are committed to protecting your privacy and maintaining confidentiality and security of the personal information you provide to us that helps us give you better service and complete your transactions more effectively.

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depends on the product or service you have with us. This information can include:

  • Social Security Number and Income
  • Address and Occupation
  • Assets and Investment Objectives

When you are no longer our customer, we continue to share your information as described in this notice.

How?

All financial companies need to share customer’s personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customer’s personal information; the reasons Strategic Financial Services chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information

For our everyday business purposes such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus.

Does Strategic Financial Services share?

Yes

Can you limit this sharing?

We do not disclose any nonpublic personal information about our customers, former customers, or prospective customers to anyone, except as permitted by law.

For our marketing purposes to offer our products and services to you.

Does Strategic Financial Services share?

No

Can you limit this sharing?

N/A

For our marketing purposes to offer our products and services to you.

Does Strategic Financial Services share?

No

Can you limit this sharing?

N/A

For joint marketing with other financial companies.

Does Strategic Financial Services share?

No

Can you limit this sharing?

N/A

For our affiliates’ everyday business purposes information about your transactions and experiences.

Does Strategic Financial Services share?

No

Can you limit this sharing?

N/A

For our affiliates’ everyday business purposes information about your creditworthiness.

Does Strategic Financial Services share?

No

Can you limit this sharing?

N/A

For non-affiliates to market to you.

Does Strategic Financial Services share? 

No

Can you limit this sharing?

N/A

What We Do

How does Strategic Financial Services protect my personal information?

We have always considered the protection of sensitive information to be a sound business practice and a foundation of customer trust. We restrict access to our client’s nonpublic personal information to those employees and affiliates who need to know that information to provide you with the services you request. To protect the security and confidentiality of your personal information we maintain physical, electronic, and procedure safeguards that comply with our professional standards.

How does Strategic Financial Services collect my personal information?

Personal information we collect may come from the following sources:

  • Information we receive from you on applications, client profile sheets and through discussion.
  • Information about your transaction with us, our affiliates, or others, such as securities transactions, withdrawals and account transfers.

We do not collect consumer report information.

Why can’t I limit all sharing?

Federal law gives you the right to limit only:

  • sharing for affiliates’ everyday business purposes – information about your creditworthiness
  • affiliates from using information to market to you
  • sharing for non-affiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

Definitions

Affiliates

Companies related by common ownership or control. They can be financial and non financial companies.

Nonaffiliates

Companies not related by common ownership or control. They can be financial and nonfinancial companies.

Joint Marketing

A formal agreement between nonaffiliated financial companies that together market products or services to you.

Other Important Information

Strategic strives to maintain accurate information about you and your accounts.  If you believe that our records contain inaccurate information about you or your accounts, please contact us immediately so that we can update any inaccurate information.

Strategic Financial Services will provide you notice of our privacy policy annually, as long as you maintain an ongoing relationship with us.

Strategic Financial Services also maintains a business continuity plan, including alternate processing facilities, to address disruptions in our normal course of business. These plans are reviewed annually and updated as necessary. In the event of a significant business interruption you can contact us by phone at (315) 724-1776, email at privacy@investstrategic.com, or visit our website at www.investsrategic.com.